Jobs

Compliance Manager

  • Job Location

    Dublin

  • Sector:

    Compliance

  • Job Type

    Permanent

  • Salary

    €/annum

  • Consultant:

    Donal Whelan

  • Contact email:

    dwhelan@lincoln.ie

  • Reference

    4129

A leading global Asset Management firm are recruiting for a Compliance Manager for their Dublin office on a 12 month fixed term contract basis. 

 

Key Responsibilities of the Compliance Manager:

 

  • Provide support to the Head of Compliance & deputise where necessary
  • Act as subject matter expert with regards to all relevant regulatory requirements
  • Provide assistance with the implementation of procedures and controls designed to ensure compliance with external regulatory requirements and internal policies
  • Provide advice and direction on how the rules of the regulatory bodies affect the day-to-day and project operations of each function
  • Provide support for business and regulatory change projects and initiatives as required
  • Support the Board of Directors, Senior Management and Internal committees as required
  • Input into and actioning Compliance strategy and management of the Department and staff within Dublin Compliance
  • Support the development of a Compliance Monitoring Plan & assist with compliance monitoring to minimise regulatory and reputational risk within the Dublin operation and Global Product Range
  • Liaise with internal and external auditors, Trustees and other delegates where necessary

 

The Compliance Manager wil have a proven track record within the Funds industry with a background in providing advice in relation to regulatory requirements and best industry practice. A strong understanding of the laws and regulations relevant to UCITS funds, with particular emphasis on management company responsibilities, corproate governance and fund operations will be very advantageous. 

 

If you are a Compliance professional considering a move, please don't hesitate to contact Donal Whelan at Lincoln Recruitment Specialists. Our Compliance team recruit for Compliance roles across all levels of the Financial Services sector; Head of Compliance, Compliance Manager, Compliance Officer, Compliance Advisor, MLRO, AML Manager, AML Officer, Regulatory Analyst. 

Consultant